Challenges of 5G Inter-Node Handovers

In all mobile communication networks handovers are the most complex signaling procedures, because multiple network elements (or network functions) are involved. Thus, it is logical that dual connectivity with two different base stations contributing to the radio connection simultaneously are even more complicated. And in EN-DC these two base stations are often covering different footprints using different carrier frequencies.This leads to a situation where we have more options for performing a handover in detail compared with plain LTE handover scenarios before.

The two signaling scenarios presented below illustrate in which different ways a change of the LTE master eNodeB can be performed during an ongoing EN-DC radio connection by using the X2 interface. In a very similar way it is also possible to perform S1 handover from old to new MeNB.

The pros and cons of these options have been discussed already by Martin Sauter in his Wireless Moves blog.

Inter-MeNB Handover without 5G Inter-Site Anchor

Figure 1 shows the easiest way of handing over the signaling connection from one MeNB to another one. Here it is up to the new MeNB to decide if and how the 5G part of the radio connection is continued.

Figure 1: X2 Handoverof EN-DC connection without 5G inter-site anchor

The handover is triggered when the UE sends a RRC Measurement Report (step 1) indicating that a stronger 4G cell than the currently used primary cell was measured. From its neighbor list the current MeNB detects that this better cell belongs to a neighbor eNB.

To provide both, the the Master Cell Group (MCG) and Secondary Cell Group (SCG) parameters to this neighbor eNB the old MeNB queries the SCG configuration parameters from the old SgNB by performing the X2AP SgNB Modification procedure (step 2+3).

Then it sends the X2AP Handover Request message to the target MeNB (step 4) including all information necessary to continue the 5G radio link in case the target MeNB decides to go for this option.

However, what comes back from the target MeNB is a plain LTE handover command (LTE RRC Connection Reconfiguration message [step 6]) embedded in the X2AP Handover Request Acknowledge message (step 5).

Due to this the old MeNB releases all 5G resources and the UE context in the SgNB (steps 7 + 10).

After the UE  successfully connected via radio interface with the target cell in the new MeNB the S1AP Path Switch procedure is executed to re-route the GTP/IP-Tunnels on S1-U (step 8) and releases the X2 UE context in the old MeNB (step 9)

The new MeNB then waits for a new inter-RAT measurement event B1 (step 11) before starting a new SgNB addition procedure (step 12).  Once the SgNB addition is successfully completed including all necessary reconfigurations/modifications on RRC and S1 the payload transmission over 5G resources is continued.

Inter-MeNB Handover with 5G Inter-Site Anchor

Now figure 2 shows what happens when the new MeNB decides to keep the existing UE context in the SgNB while the RRC measurement results and parameters are identical with what was presented above. 

Figure 2: X2 Handoverof EN-DC connection with 5G inter-site anchor

The difference in the call flow starts at step 5 when the new MeNB after receiving the X2AP Handover Request (step 4) starts the X2AP SgNB Addition procedure towards the SgNB (old = new!). The SgNB-UE-X2AP-ID earlier requested in step 2+3 acts as the reference number for the existing context that is going to be continued.

After adding the SgNB UE context successfully the new MeNB sends the X2AP Handover Request Acknowledge message including an UE Context Kept = "true" flag and the Handover Command (step 8).

After the UE successfully connected to the target cell of the new MeNB the S1AP Path Switch procedure is performed and the temporary X2 UE context between old and new MeNB is released (step 10).

The big advantage of handling the handover in this way: The duration of the interruption of the payload transmission over 5G radio resources is minimalized and subscriber experience is significantly better compared to the scenario in figure 1.